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Expert Insights on Securities and Exchange Commission (SEC)

The Securities and Exchange Commission (SEC) is a U.S. government agency whose mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. The SEC regulates the stock market and prevents corporate abuses relating to the offering and sale of securities and corporate reporting. Recent issues of interest include Regulation Fair Disclosure (Reg FD), stock options backdating prosecutions, and the Sarbanes-Oxley Act of 2002.

Gerson Lehrman Group Council Members are available to discuss Securities and Exchange Commission (SEC) via phone consultations, live meetings, surveys, and other custom GLG products and services.

Find, engage, and manageSM experts today through the GLG platform

Featured Council Members

GLG Council Members are leading experts including academics, scientists, and industry specialists

Ronald Kiima, CPA, President , Kiima Incorporated

Ronald Kiima, CPAWhat is a GLG Leader?|GLG Leaders are a separate tier of Council Members with a Council Rank in the top 5%. These GLG Member Program participants are eligible for ongoing, in-depth consultative relationships with GLG clients.

President Kiima Incorporated

Robert Heim, Partner, MEYERS & HEIM LLP

Robert HeimWhat is a GLG Leader?|GLG Leaders are a separate tier of Council Members with a Council Rank in the top 5%. These GLG Member Program participants are eligible for ongoing, in-depth consultative relationships with GLG clients.

PartnerMEYERS & HEIM LLP

Mark Saunders, General Counsel, WR Capital Management, LP

Mark SaundersWhat is a GLG Leader?|GLG Leaders are a separate tier of Council Members with a Council Rank in the top 5%. These GLG Member Program participants are eligible for ongoing, in-depth consultative relationships with GLG clients.

Former General CounselWR Capital Management, LP

Walter Van Dorn, Jr, Partner, SONNENSCHEIN, NATH & ROSENTHAL, LLP

Walter Van Dorn, JrWhat is a GLG Scholar?|GLG Scholar denotes Council Members with a CouncilRank(SM) in the top 20%.What is a Premium Council Partner?|Premium Council Partners are leading Professional Service Firms that work exclusively with GLG.

PartnerSONNENSCHEIN, NATH & ROSENTHAL, LLP

Robert McCabe, Ph.D., CPA, CFE, Partner, McCabe & Associates, PhDs

Robert McCabe, Ph.D., CPA, CFEWhat is a GLG Leader?|GLG Leaders are a separate tier of Council Members with a Council Rank in the top 5%. These GLG Member Program participants are eligible for ongoing, in-depth consultative relationships with GLG clients.

PartnerMcCabe & Associates, PhDs

Browse all 226 Leading Experts

Study Groups

Study groups are populations of experts knowledgeable on specific sub-topics within a broader industry

Study Group Name No. Members
SEC Regulations Experts: Lawyers 61
SEC Regulation and Class Action Experts: Lawyers 15
SEC Regulation Experts for Banks, Insurance, and Financial Institutions: Lawyers 40
Intellectual Property Experts: Lawyers (SA) 24
Stock Options Backdating Accounting Experts 12

Browse all 193 Study Groups

Recent Live Meetings

Interactive roundtables, private visits, and small scale seminars are types of GLG Live Meetings

October 29, 2009 | Teleconference

Teleconference: Apollo Group - SEC Revenue Probe (11:00 AM EDT/15:00 GMT)

October 28, 2009 | San Francisco

Seminar: Oil and Gas Accounting (New York)

October 29, 2009 | San Francisco

Seminar: Oil and Gas Accounting (Boston)

October 30, 2009 | San Francisco

Seminar: Oil and Gas Accounting (Chicago)

Contact Gerson Lehrman Group to engage a Securities and Exchange Commission (SEC) expert