GLG Topic: Sarbanes Oxley (404)
The Sarbanes-Oxley Act of 2002 is a U.S. federal law that addresses corporate and accounting scandals with the intent of increasing corporate accountability. Section 404 focuses on the internal control structure of companies by requiring specific procedures. The act is named after Senator Paul Sarbanes and Representative Michael G. Oxley.
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Leading Experts: Sarbanes Oxley (404)
Principal
Roberts, Raheb & Gradler, LLC
Jonathan Paret is Principal of Roberts Raheb & Gradler in Washington, DC. He specializes in Sarbanes-Oxley, Gramm-Leach-Bliley, Private Securities Litigation Reform Act, Securities Litigation Uniform Standards Act, National Securities Markets Improvement Act, Commodity Futures Modernization Act, as...
VP Consulting Services
Aleri Group Inc
David Parker is the Vice President of Consulting Services at Aleri, Inc., a software company specializing in business intelligence and analytics solutions. He has over 23 years experience in financial and technology sectors...
Chief Financial Officer
Advanced Interactive Systems, Inc.
Bradley Townsend is the CFO of Advanced Interactive Systems, a defense simulated training company. Prior to joining AIS, he was Vice President of Finance at SafeNet, a network security software company, where he was lead in taking the company private. As Corporate Controller for VectroSGI from 2003...
Dwight CrawleyFormerChief Financial Officer
Coverall Concepts
Dwight Crawley is an Chief Financial Officer at Coverall Concepts, a commercial cleaning company, where he has worked since October 2007. Mr. Crawley is an experience financial executive with experience in several companies as Chief Financial Officer. Previously, he was a Chief Financial Officer at...
Peter Culpepper, CPA, MBAChief Financial Officer
Provectus Pharmaceuticals, Inc.
Peter Culpepper is the Chief Financial Officer at Provectus Pharmaceuticals. Mr. Culpepper has experience in prescription (therapeutic), biotech, healthcare OTC, specialty pharma, and medical device products. Previous to that, Mr. Culpepper served as the Chief Financial Officer at Felix Culpepper International,...
Study Groups: Sarbanes Oxley (404)(?)
| Study Group Name | Members |
|---|---|
| Sarbanes-Oxley Specialists | 287 |
| Sarbanes-Oxley Accounting Experts | 18 |
| Accounting & Auditing Experts (Latin America) | 36 |
| Financial Advisors (UK) | 54 |
| Reinsurance Brokers | 42 |
GLG NewsSM Analysis: Sarbanes Oxley (404)(?)
The Department of Homeland Security is currently rolling out enforcement of Public Law 110-53, Title IX requiring all public and private businesses to have continuity plan with independent third party certification. This law represents the potential to create a Sarbanes Oxley level of commitment...
UBS AG agreed to buy back nearly $20 billion in ARS from investors, and pay a fine of $150 million as part of an investigation led by New York Attorney General into the bank’s potential misleading customers in view of Sarbanes-Oxley Act ( SOX) premises. As UBS AG works from Switzerland,...
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