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Study Group: SEC Regulations Experts: Lawyers(?)

Council Members in this Study Group: 66

This study group may include professors, attorneys, former regulatory officers, and consultants knowledgeable on topics such as law and litigation issues, lobbying, policy and government, elections, antitrust, immigration, intellectual property, and legislation, among others.

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Leading Experts in this Study Group

What is a GLG Leader?
Mark Saunders
FormerSenior Partner
Holland & Knight LLP

Mark Saunders was until recently a Senior Partner at Holland & Knight in New York. Currently, he maintains a practice in the international, securities and corporate finance, joint ventures, and mergers and acquisitions areas. Mr. Saunders has negotiated transactions in over 20 countries around the world...

Orlan Johnson, Partner, Saul Ewing LLPOrlan Johnson
Partner
Saul Ewing LLP

Orlan Johnson is a Partner in the Business Department of Saul Ewing in Washington, DC, where he has in-depth and practical experience in mergers and acquisitions, stock and asset acquisitions and dispositions, corporate financing, joint ventures, proxy contests and tender offers, and general corporate...

Robert Heim, Partner, MEYERS & HEIM LLPRobert Heim
Partner
MEYERS & HEIM LLP

Robert G. Heim is Partner at the law firm of Meyers & Heim in New York City, where he specializes in corporate and securities law, including corporate formation and capital raising, securities regulatory work, securities litigation, white collar criminal defense and NASD arbitrations. Previously, Mr....

Marcel Kahan, George T. Lowy Professor of Law, New York University (inc)Marcel Kahan
George T. Lowy Professor of Law
New York University (inc)

Marcel Kahan is the George T. Lowy Professor of Law at the New York University School of Law. His main areas of teaching and research are mergers and acquisitions (M&A), corporate governance, hedge funds, and bondholder rights. He has acted as consultant and expert witness on issues of corporate law,...

Ted Frank, Resident Fellow & Director, Legal Center, American Enterprise Institute For Public Policy ResearchTed Frank
Resident Fellow & Director, Legal Center
American Enterprise Institute For Public Policy Research

Ted Frank is Resident Fellow and Director of the American Enterprise Institute Legal Center for the Public Interest in Washington, DC. Mr. Frank manages the Institute's research in and studies liability reform. His research areas include products liability (including pharmaceuticals and asbestos), class...

GLG NewsSMAnalyses by this Study Group's Experts(?)

Opinions and analyses expressed in GLG News are solely those of the author. See the Terms of Use for details.
Potential Fines and Penalties for Energy Transfer Partners | 11-12-2007
Author: Orlan Johnson, Partner, Saul Ewing LLP

A clear understanding of this area of the law has become critical  because the risks from noncompliance can subject an entire entity, including upper management, to significant fines ($1 million per day/ per violation), criminal penalties and disgorgement of undue profits.  Many energy...

FACTA's Billion Dollar Problem | 11-07-2007
Author: Ted Frank, Resident Fellow & Director, Legal Center, American Enterprise Institute For Public Policy Research

I discuss this issue (and other FACTA-related issues) at length in my latest Liability Outlook.

The Supreme Court under Roberts: Implications for Business Cases and Tort Reform | 08-09-2007
Analysis of: The Roberts Court and Liability Reform | www.aei.org
Author: Ted Frank, Resident Fellow & Director, Legal Center, American Enterprise Institute For Public Policy Research

It was expected that the Supreme Court's October Term 2006, which ended in June of this year, would result in decisions of great significance for the prospect of liability reform. But the surprise was that the greatest impact came not from the cases that immediately and directly raised issues...

SEC Stock Option Backdating Probes Heating Up – Apple Computers the Latest to be Hit by the Backdating Scandal | 01-05-2007
Author: Robert Heim, Partner, MEYERS & HEIM LLP

1. Companies are completing their internal investigations of stock option backdating.2. Settlements with the SEC and the Department of Justice are likely to be reached in the first quarter of 2007.

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  • Attorney
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