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GLG News by SEC Regulations Experts: Lawyers

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Orlan JohnsonNovember 12, 2007
Potential Fines and Penalties for Energy Transfer Partners
Analysis of: Is Enron Saga Entering The Final Chapter | news.glgroup.com
Author: Orlan Johnson, Partner, Saul Ewing LLP
A clear understanding of this area of the law has become critical  because the risks from noncompliance can subject an entire entity, including upper management, to significant fines ($1 million per day/ per violation), criminal penalties and disgorgement of undue profits.  Many energy...
Robert HeimJanuary 5, 2007
SEC Stock Option Backdating Probes Heating Up – Apple Computers the Latest to be Hit by the Backdating Scandal
Analysis of: Apple ‘falsified’ files on Jobs’ options | www.ft.com
Author: Robert Heim, Partner, MEYERS & HEIM LLP
1. Companies are completing their internal investigations of stock option backdating.2. Settlements with the SEC and the Department of Justice are likely to be reached in the first quarter of 2007.

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