
Partner, MEYERS & HEIM LLP
Member of the Law Council
Robert G. Heim is Partner at the law firm of Meyers & Heim in New York City, where he specializes in corporate and securities law, including corporate formation and capital raising, securities regulatory work, securities litigation, white collar criminal defense and NASD arbitrations. Previously, Mr. Heim was the Assistant Regional Director of the U.S. Securities and Exchange Commission in New York City, where he was responsible for prosecuting several high profile cases, including the SEC case against eight New York Stock Exchange floor brokers and the SEC case against Orlando Joseph Jett. He was also responsible for cases involving accounting fraud, fraudulent sales practices, insider trading and market manipulation. Mr. Heim was awarded the SEC's prestigious Capital Markets Award in 1999. He is frequently asked to speak on subjects relating to business and securities law and he has lectured at Yale University, the Wharton School of Business and New York University's Stern School of Business. Mr. Heim is admitted to practice law in the U.S. Supreme Court and in the State and Federal Courts of New York and is a member of the Association of the Bar of the City of New York. He graduated cum laude, from Fordham Law School in New York, New York. (This is me - Update Profile)
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January 5, 2007
Apple ‘falsified’ files on Jobs’ options | www.ft.com
1. Companies are completing their internal investigations of stock option backdating.
2. Settlements with the SEC and the Department of Justice are likely to be reached in the first quarter of 2007.
Stock Options Backdating Probe is Heating Up
July 27, 2006
Backdating Battle Focuses on Fraud | www.thestreet.com
1. The filing of criminal charges by the Department of Justice and civil charges by the SEC against two former officers of Brocade signals that regulators are ready to begin enforcement actions in the stock option backdating scandal.
2. The early cases that are filed by regulators will serve as precedent for future actions against those involved in back dating stock options.
3. The DOJ and SEC probes into stock option back dating still have a long way to go before they are completed.
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