Ms. Mary Hoene

Council Member Biography

Mary Joan Hoene is a Counsel at Sonnenschein Nath & Rosenthal LLP. She is a recognized securities and investment management attorney with diverse experience, and particular expertise with the Investment Company and Investment Advisers Acts of 1940. She has worked on many large projects and transactions, including leading the legal and development work for the first exchange-traded gold fund, representing the American Stock Exchange in obtaining the necessary foreign regulatory approvals to list ETF shares overseas, investigations, litigations and regulatory matters. Following a partnership at Carter Ledyard & Milburn, Ms. Hoene served as independent fund Chief Compliance Officer at Bank of America from 2004-2007, where she was responsible for the fund compliance program for more than $200 billion in assets. She also served as Deputy Director of the SEC's Division of Investment Management, and held senior positions several financial services firms. (This is me - Update Profile)

Employment History

2007 - Unspecified

Counsel, SONNENSCHEIN, NATH & ROSENTHAL, LLP

2004 - 2007

Independent Fund Chief Compliance Officer, Bank of America (UK)

1985 - 1988

Deputy Director, U.S. SECURITIES AND EXCHANGE COMMISSION